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disclosure rule

См. также в других словарях:

  • Rule 10b-5 disclosure letter — A letter under Rule 10b 5 of the US Securities Exchange Act of 1934. Rule 10b 5 provides that liability in connection with the offering document may arise if material information is omitted or materially misleading information is included. A Rule …   Law dictionary

  • Rule 2019 — USA A Federal Rule of Bankruptcy Procedure which requires an entity or committee, other than an official committee, representing more than one creditor or equity security holder in a Chapter 9 or Chapter 11 bankruptcy to file a verified statement …   Law dictionary

  • Disclosure Controls and Procedures — USA Controls and other procedures of a company that are designed to ensure that information required to be disclosed by the company in its Exchange Act reports is recorded, processed, summarized and reported within the time periods specified in… …   Law dictionary

  • Rule 12g3-2(b) — USA A rule under the Exchange Act that exempts foreign private issuers from complying with the ongoing periodic filing requirements of the Exchange Act. To qualify for the exemption, a foreign private issuer must: • Be listed on a non US exchange …   Law dictionary

  • Rule 13D — is an SEC rule requiring disclosure by anyone acquiring a beneficial ownership of 5% or more of any equity security registered with the SEC. If the company is listed on an exchange, the form must be filed with the exchange, too …   Wikipedia

  • Disclosure of the invention under the European Patent Convention — Legal requirements applicable to European patent applications and patents …   Wikipedia

  • Rule 10b-18 — An SEC rule that provides a safe harbor for companies and their affiliated purchasers when the company or affiliates repurchase the company s shares of common stock (i.e., they will not be deemed to have violated anti fraud provisions of the… …   Investment dictionary

  • Rule lOb-5 — An SEC rule that prohibits trading by insiders on material nonpublic information. This is also the rule under which a company may be sued for false or misleading disclosure. Bloomberg Financial Dictionary …   Financial and business terms

  • Rule 14-d — Often used in risk arbitrage. regulations and restrictions covering public tender offers and related disclosure requirements. Bloomberg Financial Dictionary …   Financial and business terms

  • Regulation Fair Disclosure - Reg FD — A rule passed by the Securities and Exchange Commission in an effort to prevent selective disclosure by public companies to market professionals and certain shareholders. The Reg FD rule reads as follows: Whenever an issuer, or any person acting… …   Investment dictionary

  • Brochure Rule — Under the Investment Advisor s Act of 1940, the Brochure Rule requires federally registered investment advisors provide a written disclosure statement to their clients at specified times during the advisory process. There are two ways in which an …   Investment dictionary

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